Mumbai, Maharashtra, India, July 2026 — Waterfield Advisors has promoted Shivani Sharma to the position of Assistant Vice President – Compliance, Legal and Secretarial.
Sharma has been associated with Waterfield Advisors for more than three years and has held leadership responsibilities across compliance, regulatory governance, legal, and secretarial functions.
Prior to her promotion, she served as Senior Manager, where she supported compliance and governance initiatives across the organization.
Earlier, she held the position of Manager – Compliance, overseeing compliance management activities and supporting regulatory, legal, and operational governance requirements. During her tenure, she worked across compliance frameworks, risk mitigation initiatives, regulatory adherence, anti-money laundering controls, and governance processes.
Before joining Waterfield Advisors, Sharma spent more than four years with MMJC, where she progressed through a series of roles of increasing responsibility.
She served as Sub Team Leader, supporting compliance, governance, project execution, and client advisory activities. Earlier, she worked as Assistant Manager, contributing to compliance management and operational support initiatives.
She began her professional career at MMJC as a Management Trainee, building foundational experience in compliance, regulatory processes, governance practices, and project management.
Throughout her career, Sharma has developed expertise across compliance management, legal and secretarial functions, regulatory governance, anti-money laundering frameworks, corporate compliance, risk management, project execution, and stakeholder coordination.
About Waterfield Advisors
Waterfield Advisors is an independent multi-family office and wealth advisory firm in India. The firm is registered with the Securities and Exchange Board of India (SEBI) as an Investment Adviser and works with family-owned businesses, trusts, endowments, and single-family offices across investment and non-investment-related advisory services.
Operating through offices in New Delhi, Mumbai, Chennai, Pune, Goa, Kochi, and Bengaluru, Waterfield Advisors provides family office, wealth planning, governance, succession planning, and investment advisory services.
The firm follows an open architecture advisory model and operates as a fee-based advisory platform, focusing on providing independent and conflict-free advice to clients across wealth management and family office requirements.
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